PIEDMONT CAPITAL MANAGEMENT, LLC

CRD 165775File 801-121170

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$231.8M

Below cohort median (national)

Discretionary AUM

$231.8M

Clients

469

1,172 accounts

Employees

Bottom 25% of cohort in MT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: May 7, 2021
Principal office: 6442 HIGHWAY 93 SOUTH, WHITEFISH, MT, 59937
Phone: 406-862-9400
Website: HTTPS://WWW.PIEDMONTCAPITALMT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $231.8M
Discretionary AUM: $231.8M
Non-discretionary AUM: $0
Discretionary accounts: 1,172
Non-discretionary accounts: 0
Total accounts: 1,172
AUM per client: $494K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$701K
Charitable organizations	5	$946K
High net worth individuals	61	$135.5M
Individuals (other than high net worth individuals)	403	$94.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	2	3	increased by1
Apr 1, 2026	Clients	507	469	decreased by38
Apr 1, 2026	AUM	$200,124,845	$231,829,166	increased by$31,704,321
Apr 1, 2026	Accounts	1,181	1,172	decreased by9
May 1, 2025 vs Oct 1, 2022	Employees	3	2	decreased by1
May 1, 2025 vs Oct 1, 2022	Clients	520	507	decreased by13
May 1, 2025 vs Oct 1, 2022	AUM	$168,495,774	$200,124,845	increased by$31,629,071
May 1, 2025 vs Oct 1, 2022	Accounts	1,147	1,181	increased by34
Apr 1, 2022	Clients	485	520	increased by35
Apr 1, 2022	AUM	$141,682,565	$168,495,774	increased by$26,813,209
Apr 1, 2022	Accounts	1,059	1,147	increased by88
Jun 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PIEDMONT CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PIEDMONT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.