← Directory
SERAPH CAPITAL ASSOCIATES, LLC
CRD 165754File 801-112894
APPROVED
Retail clients
Custody
Filing as of Jul 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$90.3M
Bottom 25% of cohort (national)
Discretionary AUM
$90.3M
Clients
445
445 accounts
Employees
1
Bottom 25% of cohort in OK
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 20, 2018
- Principal office
- 501 SE FOURTH STREET, BARTLESVILLE, OK, 74003-3906
- Phone
- 918-338-2255
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $90.3M
- Discretionary AUM
- $90.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 445
- Non-discretionary accounts
- 0
- Total accounts
- 445
- AUM per client
- $203K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 50 | $5.9M |
| Insurance companies | 41 | $33.0M |
| Charitable organizations | 17 | $7.5M |
| High net worth individuals | 48 | $12.3M |
| Pooled investment vehicles | 8 | $49K |
| Pension and profit sharing plans | 70 | $13.9M |
| Individuals (other than high net worth individuals) | 211 | $17.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 332 | 445 | increased by113 |
| Apr 1, 2026 | AUM | $77,508,168 | $90,287,578 | increased by$12,779,410 |
| Apr 1, 2026 | Accounts | 442 | 445 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 336 | 332 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $61,260,336 | $77,508,168 | increased by$16,247,832 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 375 | 442 | increased by67 |
| Apr 1, 2022 | Clients | 118 | 336 | increased by218 |
| Apr 1, 2022 | AUM | $56,278,043 | $61,260,336 | increased by$4,982,293 |
| Apr 1, 2022 | Accounts | 294 | 375 | increased by81 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SERAPH CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SERAPH CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.