SERAPH CAPITAL ASSOCIATES, LLC

CRD 165754File 801-112894

APPROVED

Retail clients

Custody

Filing as of Jul 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$90.3M

Bottom 25% of cohort (national)

Discretionary AUM

$90.3M

Clients

445

445 accounts

Employees

Bottom 25% of cohort in OK

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Apr 20, 2018
Principal office: 501 SE FOURTH STREET, BARTLESVILLE, OK, 74003-3906
Phone: 918-338-2255
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $90.3M
Discretionary AUM: $90.3M
Non-discretionary AUM: $0
Discretionary accounts: 445
Non-discretionary accounts: 0
Total accounts: 445
AUM per client: $203K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	50	$5.9M
Insurance companies	41	$33.0M
Charitable organizations	17	$7.5M
High net worth individuals	48	$12.3M
Pooled investment vehicles	8	$49K
Pension and profit sharing plans	70	$13.9M
Individuals (other than high net worth individuals)	211	$17.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.