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THE PALISADES GROUP, LLC
CRD 165609File 801-77293
APPROVED
Custody
Filing as of May 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$27.78B
Top 10% of cohort (national)
Discretionary AUM
$1.16B
Non-discretionary $26.63B
Clients
5
15 accounts
Employees
90
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 18, 2012
- Principal office
- 401 S. 1ST STREET, SUITE 850, AUSTIN, TX, 78704
- Phone
- 512-361-2148
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $27.78B
- Discretionary AUM
- $1.16B
- Non-discretionary AUM
- $26.63B
- Discretionary accounts
- 9
- Non-discretionary accounts
- 6
- Total accounts
- 15
- AUM per client
- $5.56B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $26.17B |
| Pooled investment vehicles | 5 | $494.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — NEGOTIATED FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 82 | 90 | increased by8 |
| Apr 1, 2026 | AUM | $22,624,851,895 | $27,783,069,634 | increased by$5,158,217,739 |
| Apr 1, 2026 | Accounts | 11 | 15 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 26 | 82 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,310,120,066 | $22,624,851,895 | increased by$17,314,731,829 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 9 | 11 | increased by2 |
| Apr 1, 2022 | Employees | 23 | 26 | increased by3 |
| Apr 1, 2022 | Clients | 4 | 6 | increased by2 |
| Apr 1, 2022 | AUM | $5,625,400,000 | $5,310,120,066 | decreased by$315,279,934 |
| Apr 1, 2022 | Accounts | 8 | 9 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PALISADES GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PALISADES GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.