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STONE RIDGE ASSET MANAGEMENT LLC
CRD 165598File 801-77228
APPROVED
Custody
Disclosure events
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$36.34B
Top 10% of cohort (national)
Discretionary AUM
$28.66B
Non-discretionary $7.68B
Clients
72
72 accounts
Employees
238
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 10, 2012
- Principal office
- 1 VANDERBILT AVENUE, 65TH FL, NEW YORK, NY, 10017
- Phone
- 212-257-4750
- Website
- HTTPS://WWW.STONERIDGEAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.34B
- Discretionary AUM
- $28.66B
- Non-discretionary AUM
- $7.68B
- Discretionary accounts
- 66
- Non-discretionary accounts
- 6
- Total accounts
- 72
- AUM per client
- $504.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $362.1M |
| Insurance companies | 7 | $12.07B |
| Investment companies | 17 | $9.74B |
| Pooled investment vehicles | 47 | $14.16B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — A PERCENTAGE BASED ON THE PURCHASED LOAN PRINCIPAL
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 140 | 238 | increased by98 |
| Apr 1, 2026 | Clients | 75 | 72 | decreased by3 |
| Apr 1, 2026 | AUM | $27,361,107,755 | $36,336,039,429 | increased by$8,974,931,674 |
| Apr 1, 2026 | Accounts | 75 | 72 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 96 | 140 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 69 | 75 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $15,832,476,339 | $27,361,107,755 | increased by$11,528,631,416 |
| Apr 1, 2022 | Employees | 157 | 96 | decreased by61 |
| Apr 1, 2022 | Clients | 63 | 69 | increased by6 |
| Apr 1, 2022 | AUM | $10,587,804,024 | $15,832,476,339 | increased by$5,244,672,315 |
| Apr 1, 2022 | Accounts | 67 | 75 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STONE RIDGE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STONE RIDGE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.