← Directory
RIK SAYLOR FINANCIAL, INC.
CRD 165484File 801-121784
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$199.2M
Below cohort median (national)
Discretionary AUM
$199.2M
Clients
377
1,047 accounts
Employees
5
Bottom 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 16, 2021
- Principal office
- 1241 NILLES ROAD, FAIRFIELD, OH, 45014
- Phone
- (513) 829-8888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $199.2M
- Discretionary AUM
- $199.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,047
- Non-discretionary accounts
- 0
- Total accounts
- 1,047
- AUM per client
- $528K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.2M |
| High net worth individuals | 96 | $122.5M |
| Individuals (other than high net worth individuals) | 280 | $72.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 387 | 377 | decreased by10 |
| Apr 1, 2026 | AUM | $178,923,765 | $199,162,536 | increased by$20,238,771 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 4 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 399 | 387 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $124,082,484 | $178,923,765 | increased by$54,841,281 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 836 | 1,047 | increased by211 |
| Feb 1, 2022 | Disclosures | No | Yes | |
| Feb 1, 2022 | Clients | 514 | 399 | decreased by115 |
| Feb 1, 2022 | AUM | $112,511,397 | $124,082,484 | increased by$11,571,087 |
| Feb 1, 2022 | Accounts | 826 | 836 | increased by10 |
| Aug 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIK SAYLOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIK SAYLOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.