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CAPSTONE WEALTH MANAGEMENT CORP.
CRD 165359File 801-121346
APPROVED
Retail clients
Disclosure events
Filing as of Jul 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$109.4M
Bottom 25% of cohort (national)
Discretionary AUM
$108.2M
Non-discretionary $1.2M
Clients
288
364 accounts
Employees
5
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 1, 2021
- Principal office
- 5120 S. LAKELAND DRIVE, SUITE 1, LAKELAND, FL, 33813
- Phone
- (866) 596-9886
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $109.4M
- Discretionary AUM
- $108.2M
- Non-discretionary AUM
- $1.2M
- Discretionary accounts
- 363
- Non-discretionary accounts
- 1
- Total accounts
- 364
- AUM per client
- $380K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $55.9M |
| Pension and profit sharing plans | Fewer than 5 | $1.2M |
| Individuals (other than high net worth individuals) | 262 | $52.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 315 | 288 | decreased by27 |
| Apr 1, 2026 | AUM | $92,112,218 | $109,447,228 | increased by$17,335,010 |
| Apr 1, 2026 | Accounts | 314 | 364 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 378 | 315 | decreased by63 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $148,065,022 | $92,112,218 | decreased by$55,952,804 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 376 | 314 | decreased by62 |
| Apr 1, 2022 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 346 | 378 | increased by32 |
| Apr 1, 2022 | AUM | $148,596,568 | $148,065,022 | decreased by$531,546 |
| Apr 1, 2022 | Accounts | 350 | 376 | increased by26 |
| Jul 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPSTONE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPSTONE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.