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KKM FINANCIAL LLC
CRD 165136File 801-77094
APPROVED
Retail clients
Filing as of Aug 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$865.7M
Above cohort median (national)
Discretionary AUM
$771.0M
Non-discretionary $94.7M
Clients
162
206 accounts
Employees
5
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 6, 2012
- Principal office
- 141 W. JACKSON, SUITE 1711, CHICAGO, IL, 60604
- Phone
- 312-448-7230
- Website
- HTTP://KKMFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $865.7M
- Discretionary AUM
- $771.0M
- Non-discretionary AUM
- $94.7M
- Discretionary accounts
- 205
- Non-discretionary accounts
- 1
- Total accounts
- 206
- AUM per client
- $5.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $596.2M |
| Other investment advisers | 1 | $94.7M |
| High net worth individuals | 50 | $139.0M |
| Individuals (other than high net worth individuals) | 109 | $35.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $733,944,803 | $865,677,457 | increased by$131,732,654 |
| Aug 12, 2026 | Accounts | 163 | 206 | increased by43 |
| Apr 1, 2026 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2026 | Clients | 169 | 162 | decreased by7 |
| Apr 1, 2026 | AUM | $365,960,325 | $733,944,803 | increased by$367,984,478 |
| Apr 1, 2026 | Accounts | 204 | 163 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 120 | 169 | increased by49 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $300,745,362 | $365,960,325 | increased by$65,214,963 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 182 | 204 | increased by22 |
| Aug 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2022 | Clients | 90 | 120 | increased by30 |
| Apr 1, 2022 | AUM | $289,458,102 | $300,745,362 | increased by$11,287,260 |
| Apr 1, 2022 | Accounts | 125 | 182 | increased by57 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KKM FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KKM FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.