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HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
CRD 164970File 801-120599
APPROVED
Retail clients
Filing as of Jan 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$151.2M
Bottom 25% of cohort (national)
Discretionary AUM
$150.8M
Non-discretionary $333K
Clients
310
314 accounts
Employees
7
Bottom 25% of cohort in NM
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 25, 2021
- Principal office
- 535 CERRILLOS ROAD, SUITE A2, SANTA FE, NM, 87501
- Phone
- 505-982-9661
- Website
- HTTP://WWW.HORIZONSSFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $151.2M
- Discretionary AUM
- $150.8M
- Non-discretionary AUM
- $333K
- Discretionary accounts
- 312
- Non-discretionary accounts
- 2
- Total accounts
- 314
- AUM per client
- $488K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $666K |
| High net worth individuals | 101 | $124.9M |
| Individuals (other than high net worth individuals) | 209 | $25.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 330 | 310 | decreased by20 |
| Feb 1, 2026 | AUM | $131,873,325 | $151,158,000 | increased by$19,284,675 |
| Feb 1, 2026 | Accounts | 714 | 314 | decreased by400 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 360 | 330 | decreased by30 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,530,573 | $131,873,325 | increased by$16,342,752 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 670 | 714 | increased by44 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 357 | 360 | increased by3 |
| Apr 1, 2022 | AUM | $118,585,564 | $115,530,573 | decreased by$3,054,991 |
| Apr 1, 2022 | Accounts | 641 | 670 | increased by29 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HORIZONS SUSTAINABLE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HORIZONS SUSTAINABLE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.