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HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
CRD 164970File 801-120599
APPROVED
Retail clients
Filing as of Jan 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$151.2M
Bottom 25% of cohort (national)
Discretionary AUM
$150.8M
Non-discretionary $333K
Clients
310
314 accounts
Employees
7
Bottom 25% of cohort in NM
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 25, 2021
- Principal office
- 535 CERRILLOS ROAD, SUITE A2, SANTA FE, NM, 87501
- Phone
- 505-982-9661
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $151.2M
- Discretionary AUM
- $150.8M
- Non-discretionary AUM
- $333K
- Discretionary accounts
- 312
- Non-discretionary accounts
- 2
- Total accounts
- 314
- AUM per client
- $488K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $666K |
| High net worth individuals | 101 | $124.9M |
| Individuals (other than high net worth individuals) | 209 | $25.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.