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TUTTLE CAPITAL MANAGEMENT, LLC
CRD 164937File 801-76982
APPROVED
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.50B
Top 25% of cohort (national)
Discretionary AUM
$4.76B
Non-discretionary $738.6M
Clients
81
81 accounts
Employees
21
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 14, 2012
- Principal office
- Not reported
- Phone
- 347-852-0548
- Website
- https://tuttlecap.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.50B
- Discretionary AUM
- $4.76B
- Non-discretionary AUM
- $738.6M
- Discretionary accounts
- 70
- Non-discretionary accounts
- 11
- Total accounts
- 81
- AUM per client
- $67.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 78 | $5.50B |
| Pooled investment vehicles | 3 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — LICENSING FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 26, 2026 | Employees | 14 | 15 | increased by1 |
| Feb 1, 2026 | Clients | 27 | 57 | increased by30 |
| Feb 1, 2026 | AUM | $3,111,976,323 | $3,909,230,378 | increased by$797,254,055 |
| Feb 1, 2026 | Accounts | 27 | 57 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 14 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 18 | 27 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $205,181,792 | $3,111,976,323 | increased by$2,906,794,531 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16 | 27 | increased by11 |
| Apr 1, 2022 | Clients | 16 | 18 | increased by2 |
| Apr 1, 2022 | AUM | $157,310,232 | $205,181,792 | increased by$47,871,560 |
| Nov 1, 2021 | Employees | 5 | 4 | decreased by1 |
| Nov 1, 2021 | Clients | 11 | 16 | increased by5 |
| Nov 1, 2021 | AUM | $192,287,508 | $157,310,232 | decreased by$34,977,276 |
| Nov 1, 2021 | Accounts | 11 | 16 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TUTTLE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TUTTLE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.