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MOSAIC ADVISORS
Legal name: MOSAIC ADVISORS LLC
CRD 164913File 801-99369
APPROVED
Retail clients
Custody
Filing as of Jul 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$580.5M
Above cohort median (national)
Discretionary AUM
$570.9M
Non-discretionary $9.6M
Clients
72
275 accounts
Employees
27
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 10, 2015
- Principal office
- 3773 RICHMOND AVENUE, SUITE 700, HOUSTON, TX, 77046
- Phone
- 713-980-4100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $580.5M
- Discretionary AUM
- $570.9M
- Non-discretionary AUM
- $9.6M
- Discretionary accounts
- 269
- Non-discretionary accounts
- 6
- Total accounts
- 275
- AUM per client
- $8.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $19.1M |
| High net worth individuals | 65 | $560.2M |
| Individuals (other than high net worth individuals) | 7 | $1.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 27 | increased by7 |
| Apr 1, 2026 | Clients | 61 | 72 | increased by11 |
| Apr 1, 2026 | AUM | $499,449,089 | $580,504,440 | increased by$81,055,351 |
| Apr 1, 2026 | Accounts | 214 | 275 | increased by61 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 20 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 49 | 61 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $332,163,254 | $499,449,089 | increased by$167,285,835 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 169 | 214 | increased by45 |
| Mar 1, 2022 | Employees | 12 | 15 | increased by3 |
| Mar 1, 2022 | Clients | 34 | 49 | increased by15 |
| Mar 1, 2022 | AUM | $301,754,956 | $332,163,254 | increased by$30,408,298 |
| Mar 1, 2022 | Accounts | 174 | 169 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOSAIC ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOSAIC ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.