← Directory
MOSAIC ADVISORS
Legal name: MOSAIC ADVISORS LLC
CRD 164913File 801-99369
APPROVED
Retail clients
Custody
Filing as of Jul 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$580.5M
Above cohort median (national)
Discretionary AUM
$570.9M
Non-discretionary $9.6M
Clients
72
275 accounts
Employees
27
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 10, 2015
- Principal office
- 3773 RICHMOND AVENUE, SUITE 700, HOUSTON, TX, 77046
- Phone
- 713-980-4100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $580.5M
- Discretionary AUM
- $570.9M
- Non-discretionary AUM
- $9.6M
- Discretionary accounts
- 269
- Non-discretionary accounts
- 6
- Total accounts
- 275
- AUM per client
- $8.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $19.1M |
| High net worth individuals | 65 | $560.2M |
| Individuals (other than high net worth individuals) | 7 | $1.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.