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STAR MOUNTAIN FUND MANAGEMENT, LLC
CRD 164728File 801-80161
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.18B
Top 25% of cohort (national)
Discretionary AUM
$3.66B
Non-discretionary $516.8M
Clients
34
34 accounts
Employees
121
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 11, 2014
- Principal office
- 140 EAST 45TH STREET, SUITE 30-A, NEW YORK, NY, 10017
- Phone
- 212-810-9044
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.18B
- Discretionary AUM
- $3.66B
- Non-discretionary AUM
- $516.8M
- Discretionary accounts
- 24
- Non-discretionary accounts
- 10
- Total accounts
- 34
- AUM per client
- $122.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $253.0M |
| Pooled investment vehicles | 29 | $3.54B |
| Business development companies | 1 | $387.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 83 | 121 | increased by38 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 33 | 34 | increased by1 |
| Apr 1, 2026 | AUM | $3,959,272,846 | $4,175,999,971 | increased by$216,727,125 |
| Apr 1, 2026 | Accounts | 33 | 34 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 83 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23 | 33 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,261,783,201 | $3,959,272,846 | increased by$1,697,489,645 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 33 | increased by10 |
| Apr 1, 2022 | Employees | 50 | 63 | increased by13 |
| Apr 1, 2022 | Clients | 15 | 23 | increased by8 |
| Apr 1, 2022 | AUM | $1,421,411,238 | $2,261,783,201 | increased by$840,371,963 |
| Apr 1, 2022 | Accounts | 19 | 23 | increased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STAR MOUNTAIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STAR MOUNTAIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.