FMB RETIREMENT SERVICES

CRD 164571File 801-76839

APPROVED

Filing as of Mar 5, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$146.2M

Bottom 25% of cohort (national)

Discretionary AUM

$146.2M

Clients

85 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Jul 18, 2012
Principal office: 100 N. WESTLAKE BLVD. #201, WESTLAKE VILLAGE, CA, 91362
Phone: 805-446-4494
Website: HTTP://WWW.FMBRETIREMENT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $146.2M
Discretionary AUM: $146.2M
Non-discretionary AUM: $0
Discretionary accounts: 85
Non-discretionary accounts: 0
Total accounts: 85
AUM per client: $3.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pension and profit sharing plans	45	$146.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for other
Portfolio management for businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	11	12	increased by1
Apr 1, 2026	Clients	52	45	decreased by7
Apr 1, 2026	AUM	$135,247,298	$146,154,573	increased by$10,907,275
Apr 1, 2026	Accounts	52	85	increased by33
May 1, 2025 vs Oct 1, 2022	Employees	6	11	increased by5
May 1, 2025 vs Oct 1, 2022	Clients	94	52	decreased by42
May 1, 2025 vs Oct 1, 2022	AUM	$122,215,422	$135,247,298	increased by$13,031,876
May 1, 2025 vs Oct 1, 2022	Accounts	97	52	decreased by45
Apr 1, 2022	Employees	7	6	decreased by1
Apr 1, 2022	Clients	62	94	increased by32
Apr 1, 2022	AUM	$131,287,220	$122,215,422	decreased by$9,071,798
Apr 1, 2022	Accounts	98	97	decreased by1
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FMB RETIREMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FMB RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.