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PARADICE INVESTMENT MANAGEMENT LLC
CRD 164411File 801-76920
APPROVED
Custody
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.43B
Above cohort median (national)
Discretionary AUM
$1.43B
Clients
6
6 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 23, 2012
- Principal office
- LEVEL 27 THE CHIFLEY TOWER, 2 CHIFLEY SQUARE, SYDNEY, NSW 2000
- Phone
- 720-751-2100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.43B
- Discretionary AUM
- $1.43B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $238.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $172.1M |
| Pension and profit sharing plans | Fewer than 5 | $1.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 7 | 5 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 10 | 8 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,395,196,667 | $1,393,038,564 | decreased by$2,158,103 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 10 | 8 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 7 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 14 | 10 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,766,833,754 | $1,395,196,667 | decreased by$1,371,637,087 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 14 | 10 | decreased by4 |
| Oct 1, 2022 | Employees | 19 | 20 | increased by1 |
| Oct 1, 2022 | AUM | $4,586,033,288 | $2,766,833,754 | decreased by$1,819,199,534 |
| Sep 1, 2021 | Employees | 16 | 19 | increased by3 |
| Sep 1, 2021 | Clients | 9 | 14 | increased by5 |
| Sep 1, 2021 | AUM | $3,187,936,668 | $4,586,033,288 | increased by$1,398,096,620 |
| Sep 1, 2021 | Accounts | 13 | 14 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PARADICE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PARADICE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.