THE PINNACLE FINANCIAL GROUP

CRD 164395File 801-77304

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.38B

Above cohort median (national)

Discretionary AUM

$1.38B

Clients

3,208

3,729 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Nov 9, 2012
Principal office: 9 SOUTH LONG BEACH ROAD, ROCKVILLE CENTRE, NY, 11570
Phone: 516-763-9700
Website: HTTPS://WWW.TWITTER.COM/FJNORTHSTAR

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.38B
Discretionary AUM: $1.38B
Non-discretionary AUM: $0
Discretionary accounts: 3,729
Non-discretionary accounts: 0
Total accounts: 3,729
AUM per client: $431K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	45	$26.8M
Charitable organizations	7	$8.2M
High net worth individuals	1,249	$949.0M
Pension and profit sharing plans	6	$47.4M
Individuals (other than high net worth individuals)	1,901	$352.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — FINANCIAL PLANNING
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.