MARSHALL + STERLING WEALTH ADVISORS, INC.

CRD 164345File 801-78688

APPROVED

Retail clients

Filing as of May 12, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.59B

Top 25% of cohort (national)

Discretionary AUM

$418.2M

Non-discretionary $1.17B

Clients

902

1,536 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Nov 1, 2013
Principal office: 278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, 12601
Phone: 845-554-1046
Website: https://twitter.com/mswealthadvisor

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.59B
Discretionary AUM: $418.2M
Non-discretionary AUM: $1.17B
Discretionary accounts: 1,449
Non-discretionary accounts: 87
Total accounts: 1,536
AUM per client: $1.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$46.8M
Insurance companies	1	$22.6M
Charitable organizations	8	$3.0M
High net worth individuals	91	$153.6M
Pension and profit sharing plans	95	$1.17B
Individuals (other than high net worth individuals)	700	$191.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.