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MARSHALL + STERLING WEALTH ADVISORS, INC.
CRD 164345File 801-78688
APPROVED
Retail clients
Filing as of May 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.59B
Top 25% of cohort (national)
Discretionary AUM
$418.2M
Non-discretionary $1.17B
Clients
902
1,536 accounts
Employees
15
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 1, 2013
- Principal office
- 278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, 12601
- Phone
- 845-554-1046
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.59B
- Discretionary AUM
- $418.2M
- Non-discretionary AUM
- $1.17B
- Discretionary accounts
- 1,449
- Non-discretionary accounts
- 87
- Total accounts
- 1,536
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $46.8M |
| Insurance companies | 1 | $22.6M |
| Charitable organizations | 8 | $3.0M |
| High net worth individuals | 91 | $153.6M |
| Pension and profit sharing plans | 95 | $1.17B |
| Individuals (other than high net worth individuals) | 700 | $191.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 15 | increased by2 |
| Apr 1, 2026 | Clients | 1,009 | 902 | decreased by107 |
| Apr 1, 2026 | AUM | $995,832,115 | $1,586,218,016 | increased by$590,385,901 |
| Apr 1, 2026 | Accounts | 1,598 | 1,536 | decreased by62 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 710 | 1,009 | increased by299 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $423,583,859 | $995,832,115 | increased by$572,248,256 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,265 | 1,598 | increased by333 |
| Apr 1, 2022 | Clients | 596 | 710 | increased by114 |
| Apr 1, 2022 | AUM | $340,307,553 | $423,583,859 | increased by$83,276,306 |
| Apr 1, 2022 | Accounts | 1,045 | 1,265 | increased by220 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MARSHALL STERLING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MARSHALL STERLING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.