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SWAN CAPITAL MANAGEMENT, LLC
CRD 164280File 801-76701
APPROVED
Filing as of Mar 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.30B
Above cohort median (national)
Discretionary AUM
$1.30B
Clients
8
8 accounts
Employees
5
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 25, 2012
- Principal office
- 1099 MAIN AVE., SUITE 206, DURANGO, CO, 81301
- Phone
- 970-382-8901
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.30B
- Discretionary AUM
- $1.30B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 8
- Non-discretionary accounts
- 0
- Total accounts
- 8
- AUM per client
- $162.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $1.30B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 17 | 8 | decreased by9 |
| Apr 1, 2026 | AUM | $1,713,924,685 | $1,300,855,577 | decreased by$413,069,108 |
| Apr 1, 2026 | Accounts | 17 | 8 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 5 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 6 | 17 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,542,450,457 | $1,713,924,685 | increased by$171,474,228 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6 | 17 | increased by11 |
| Apr 1, 2022 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2022 | Clients | 9 | 6 | decreased by3 |
| Apr 1, 2022 | AUM | $1,412,012,200 | $1,542,450,457 | increased by$130,438,257 |
| Apr 1, 2022 | Accounts | 9 | 6 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SWAN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SWAN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.