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ALUMINA INVESTMENT MANAGEMENT
Legal name: ALUMINA INVESTMENT MANAGEMENT, LLC
CRD 164273File 801-76782
APPROVED
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.26B
Top 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $5.26B
Clients
0
1 accounts
Employees
2
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 2, 2012
- Principal office
- 5950 FAIRVIEW RD, SUITE 315, CHARLOTTE, NC, 28210
- Phone
- 980-233-3000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.26B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $5.26B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1
- Total accounts
- 1
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $5.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.