← Directory
TIDAL INVESTMENTS LLC
CRD 164201File 801-76857
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$45.83B
Top 10% of cohort (national)
Discretionary AUM
$45.83B
Clients
343
491 accounts
Employees
207
Top 10% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 20, 2012
- Principal office
- 234 WEST FLORIDA STREET, SUITE 700, MILWAUKEE, WI, 53204
- Phone
- 855-843-2534
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $45.83B
- Discretionary AUM
- $45.83B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 491
- Non-discretionary accounts
- 0
- Total accounts
- 491
- AUM per client
- $133.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $7.7M |
| Investment companies | 296 | $44.74B |
| Charitable organizations | 8 | $41.8M |
| Other investment advisers | 1 | $28.9M |
| High net worth individuals | 4 | $16.6M |
| Pooled investment vehicles | 10 | $958.4M |
| Pension and profit sharing plans | 12 | $32.1M |
| Individuals (other than high net worth individuals) | 8 | $3.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 94 | 207 | increased by113 |
| Apr 1, 2026 | Clients | 283 | 343 | increased by60 |
| Apr 1, 2026 | AUM | $27,259,006,855 | $45,829,212,449 | increased by$18,570,205,594 |
| Apr 1, 2026 | Accounts | 390 | 491 | increased by101 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 27 | 94 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 381 | 283 | decreased by98 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,164,115,852 | $27,259,006,855 | increased by$19,094,891,003 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 693 | 390 | decreased by303 |
| Apr 1, 2022 | Employees | 16 | 27 | increased by11 |
| Apr 1, 2022 | Clients | 316 | 381 | increased by65 |
| Apr 1, 2022 | AUM | $5,594,688,767 | $8,164,115,852 | increased by$2,569,427,085 |
| Apr 1, 2022 | Accounts | 604 | 693 | increased by89 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TIDAL INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TIDAL INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.