RPM CAPITAL MANAGEMENT, LLC

CRD 164200File 801-107269

APPROVED

Retail clients

Disclosure events

Filing as of Aug 4, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$74.3M

Bottom 25% of cohort (national)

Discretionary AUM

$74.3M

Clients

148

148 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Feb 9, 2016
Principal office: Not reported
Phone: 203-992-1100
Website: HTTP://WWW.RPMCAPITALMGT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $74.3M
Discretionary AUM: $74.3M
Non-discretionary AUM: $0
Discretionary accounts: 148
Non-discretionary accounts: 0
Total accounts: 148
AUM per client: $502K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$2.1M
Charitable organizations	1	$44K
High net worth individuals	135	$71.0M
Pension and profit sharing plans	1	$501K
Individuals (other than high net worth individuals)	5	$683K

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — DUE DILIGENCE FEES
A percentage of assets under your management

Advisory activities

Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D2

Filed changes

Date	Field	From	To	Change
Feb 1, 2026	Clients	169	148	decreased by21
Feb 1, 2026	AUM	$78,398,266	$74,330,238	decreased by$4,068,028
Feb 1, 2026	Accounts	171	148	decreased by23
Dec 1, 2025 vs May 1, 2025	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Employees	1	2	increased by1
May 1, 2025 vs Oct 1, 2022	Custody	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	150	169	increased by19
May 1, 2025 vs Oct 1, 2022	AUM	$108,157,636	$78,398,266	decreased by$29,759,370
May 1, 2025 vs Oct 1, 2022	Accounts	198	171	decreased by27
Apr 1, 2022	Disclosures	No	Yes
Apr 1, 2022	Clients	157	150	decreased by7
Apr 1, 2022	AUM	$172,115,384	$108,157,636	decreased by$63,957,748
Apr 1, 2022	Accounts	234	198	decreased by36
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RPM CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RPM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.