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OMEGA FINANCIAL GROUP, LLC
CRD 164147File 801-77745
APPROVED
Retail clients
Custody
Filing as of Jun 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$552.4M
Above cohort median (national)
Discretionary AUM
$549.9M
Non-discretionary $2.5M
Clients
324
974 accounts
Employees
6
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 28, 2013
- Principal office
- 812 ANACAPA STREET, SANTA BARBARA, CA, 93101
- Phone
- 805-617-4363
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $552.4M
- Discretionary AUM
- $549.9M
- Non-discretionary AUM
- $2.5M
- Discretionary accounts
- 969
- Non-discretionary accounts
- 5
- Total accounts
- 974
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.0M |
| High net worth individuals | 148 | $475.9M |
| Pension and profit sharing plans | 5 | $8.9M |
| Individuals (other than high net worth individuals) | 171 | $66.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 323 | 324 | increased by1 |
| Mar 1, 2026 | AUM | $480,234,372 | $552,413,654 | increased by$72,179,282 |
| Mar 1, 2026 | Accounts | 943 | 974 | increased by31 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 284 | 323 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $373,259,185 | $480,234,372 | increased by$106,975,187 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 768 | 943 | increased by175 |
| Mar 1, 2022 | Employees | 5 | 6 | increased by1 |
| Mar 1, 2022 | Clients | 266 | 284 | increased by18 |
| Mar 1, 2022 | AUM | $296,749,370 | $373,259,185 | increased by$76,509,815 |
| Mar 1, 2022 | Accounts | 669 | 768 | increased by99 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OMEGA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OMEGA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.