← Directory
WARBERG ASSET MANAGEMENT LLC
CRD 164003File 801-76808
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$805.9M
Above cohort median (national)
Discretionary AUM
$799.9M
Non-discretionary $6.0M
Clients
9
22 accounts
Employees
10
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 29, 2012
- Principal office
- 716 OAK STREET, WINNETKA, IL, 60093
- Phone
- 847-418-8305
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $805.9M
- Discretionary AUM
- $799.9M
- Non-discretionary AUM
- $6.0M
- Discretionary accounts
- 20
- Non-discretionary accounts
- 2
- Total accounts
- 22
- AUM per client
- $89.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $80.6M |
| Pooled investment vehicles | 5 | $725.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.