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NEWGEN ASSET MANAGEMENT LIMITED
CRD 163822File 801-115287
APPROVED
Filing as of Jan 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$774.8M
Above cohort median (national)
Discretionary AUM
$774.8M
Clients
9
9 accounts
Employees
13
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 15, 2019
- Principal office
- COMMERCE COURT NORTH, SUITE 2900, 25 KING STREET WEST, BOX 405, TORONTO, ONTARIO, M5L 1G3
- Phone
- 416-941-9111
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $774.8M
- Discretionary AUM
- $774.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $86.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $30.9M |
| Pooled investment vehicles | 8 | $743.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.