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NEWGEN ASSET MANAGEMENT LIMITED
CRD 163822File 801-115287
APPROVED
Filing as of Jan 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$774.8M
Above cohort median (national)
Discretionary AUM
$774.8M
Clients
9
9 accounts
Employees
13
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 15, 2019
- Principal office
- COMMERCE COURT NORTH, SUITE 2900, 25 KING STREET WEST, BOX 405, TORONTO, ONTARIO, M5L 1G3
- Phone
- 416-941-9111
- Website
- https://newgenfunds.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $774.8M
- Discretionary AUM
- $774.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $86.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $30.9M |
| Pooled investment vehicles | 8 | $743.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 8 | 9 | increased by1 |
| Feb 1, 2026 | AUM | $652,052,533 | $774,830,666 | increased by$122,778,133 |
| Feb 1, 2026 | Accounts | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 13 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,012,024,792 | $652,052,533 | decreased by$359,972,259 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 8 | increased by3 |
| Feb 1, 2022 | Employees | 8 | 9 | increased by1 |
| Feb 1, 2022 | AUM | $898,288,576 | $1,012,024,792 | increased by$113,736,216 |
| Feb 1, 2022 | Accounts | 6 | 5 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEWGEN ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEWGEN ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.