← Directory
BOOTHBAY FUND MANAGEMENT
Legal name: BOOTHBAY FUND MANAGEMENT, LLC
CRD 163706File 801-80018
APPROVED
Custody
Filing as of Aug 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$17.99B
Top 10% of cohort (national)
Discretionary AUM
$17.99B
Clients
11
11 accounts
Employees
57
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 2, 2014
- Principal office
- 140 EAST 45TH STREET, 16TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-332-2676
- Website
- HTTP://WWW.BBAYMGMT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $17.99B
- Discretionary AUM
- $17.99B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 11
- Non-discretionary accounts
- 0
- Total accounts
- 11
- AUM per client
- $1.64B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 11 | $17.99B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REIMBURSEMENT OF EXPENSES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 43 | 57 | increased by14 |
| Apr 1, 2026 | Clients | 7 | 11 | increased by4 |
| Apr 1, 2026 | AUM | $14,512,520,528 | $17,985,924,508 | increased by$3,473,403,980 |
| Apr 1, 2026 | Accounts | 7 | 11 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 43 | increased by24 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,573,026,664 | $14,512,520,528 | increased by$8,939,493,864 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 9 | 7 | decreased by2 |
| Apr 1, 2022 | Employees | 14 | 19 | increased by5 |
| Apr 1, 2022 | AUM | $3,653,094,365 | $5,573,026,664 | increased by$1,919,932,299 |
| Apr 1, 2022 | Accounts | 7 | 9 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BOOTHBAY FUND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BOOTHBAY FUND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.