← Directory
RETIREMENT STRATEGIES, LTD.
CRD 163701File 801-112738
APPROVED
Retail clients
Disclosure events
Filing as of Apr 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$272.7M
Below cohort median (national)
Discretionary AUM
$266.0M
Non-discretionary $6.7M
Clients
419
1,003 accounts
Employees
10
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 2, 2018
- Principal office
- 5060 PARKCENTER AVE., SUITE A, DUBLIN, OH, 43017
- Phone
- 614-799-8668
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $272.7M
- Discretionary AUM
- $266.0M
- Non-discretionary AUM
- $6.7M
- Discretionary accounts
- 997
- Non-discretionary accounts
- 6
- Total accounts
- 1,003
- AUM per client
- $651K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $3.9M |
| Charitable organizations | Fewer than 5 | $839K |
| High net worth individuals | 75 | $146.2M |
| Pension and profit sharing plans | Fewer than 5 | $3.1M |
| Individuals (other than high net worth individuals) | 337 | $118.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 8 | 10 | increased by2 |
| Mar 1, 2026 | Clients | 415 | 419 | increased by4 |
| Mar 1, 2026 | AUM | $242,909,171 | $272,729,463 | increased by$29,820,292 |
| Mar 1, 2026 | Accounts | 974 | 1,003 | increased by29 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 356 | 415 | increased by59 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $186,460,205 | $242,909,171 | increased by$56,448,966 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 876 | 974 | increased by98 |
| Aug 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 345 | 356 | increased by11 |
| Apr 1, 2022 | AUM | $155,469,924 | $186,460,205 | increased by$30,990,281 |
| Apr 1, 2022 | Accounts | 828 | 876 | increased by48 |
| Oct 1, 2021 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RETIREMENT STRATEGIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RETIREMENT STRATEGIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.