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NORTHERN CAPITAL RETIREMENT SERVICES, INC.
CRD 163327File 801-77836
APPROVED
Filing as of Mar 10, 2026
Feed vintage Sep 30, 2026
Regulatory AUM
$304.2M
Below cohort median (national)
Discretionary AUM
$304.2M
Clients
21
21 accounts
Employees
11
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 2, 2013
- Principal office
- 2700 S SOUTHEAST BOULEVARD, SUITE 205, SPOKANE, WA, 99223
- Phone
- 509-456-2526
- Website
- HTTPS://NORTHERNWELCOME.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $304.2M
- Discretionary AUM
- $304.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 21
- Non-discretionary accounts
- 0
- Total accounts
- 21
- AUM per client
- $14.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 21 | $304.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 22 | 21 | decreased by1 |
| Apr 1, 2026 | AUM | $263,189,636 | $304,247,577 | increased by$41,057,941 |
| Apr 1, 2026 | Accounts | 22 | 21 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $247,799,195 | $263,189,636 | increased by$15,390,441 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 25 | 22 | decreased by3 |
| Apr 1, 2022 | AUM | $222,457,676 | $247,799,195 | increased by$25,341,519 |
| Apr 1, 2022 | Accounts | 25 | 22 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHERN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHERN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.