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4THOUGHT FINANCIAL GROUP INC.
CRD 162997File 801-74692
APPROVED
Retail clients
Filing as of Jan 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$214.3M
Below cohort median (national)
Discretionary AUM
$208.9M
Non-discretionary $5.4M
Clients
344
869 accounts
Employees
6
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 2, 2012
- Principal office
- 6851 JERICHO TURNPIKE, SUITE 120, SYOSSET, NY, 11791
- Phone
- 516-300-1617
- Website
- HTTP://WWW.4TFG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $214.3M
- Discretionary AUM
- $208.9M
- Non-discretionary AUM
- $5.4M
- Discretionary accounts
- 843
- Non-discretionary accounts
- 26
- Total accounts
- 869
- AUM per client
- $623K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $5.9M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 42 | $37.4M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 297 | $171.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.