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WALLICK INVESTMENTS, LLC
CRD 162976File 801-133719
APPROVED
Retail clients
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$168.3M
Bottom 25% of cohort (national)
Discretionary AUM
$168.3M
Clients
304
517 accounts
Employees
5
Bottom 25% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 24, 2025
- Principal office
- 2118 LINCOLN STREET, COLUMBIA, SC, 29201
- Phone
- 803-699-9400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $168.3M
- Discretionary AUM
- $168.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 517
- Non-discretionary accounts
- 0
- Total accounts
- 517
- AUM per client
- $554K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $4.3M |
| High net worth individuals | 53 | $100.5M |
| State or municipal government entities | Fewer than 5 | $60K |
| Individuals (other than high net worth individuals) | 244 | $63.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — LICENSING FEE FOR INDEX
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 25, 2026 | Clients | 249 | 304 | increased by55 |
| Aug 25, 2026 | AUM | $126,512,094 | $168,303,749 | increased by$41,791,655 |
| Aug 25, 2026 | Accounts | 637 | 517 | decreased by120 |
| Mar 1, 2026 | Employees | 2 | 5 | increased by3 |
| Mar 1, 2026 | Clients | 231 | 249 | increased by18 |
| Mar 1, 2026 | AUM | $112,397,270 | $126,512,094 | increased by$14,114,824 |
| Mar 1, 2026 | Accounts | 231 | 637 | increased by406 |
| Jan 1, 2026 | Employees | 3 | 2 | decreased by1 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WALLICK INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALLICK INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.