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1207 CAPITAL GROUP, LLC

CRD 162611File 801-76747
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$162.7M
Bottom 25% of cohort (national)
Discretionary AUM
$162.7M
Clients
4
4 accounts
Employees
4
Bottom 25% of cohort in AK

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
SFRO
Registration date
Jun 15, 2012
Principal office
119 SEWARD STREET, SUITE 2, JUNEAU, AK, 99801
Phone
312-690-6201

Assets & accounts

ADV Item 5F
Total regulatory AUM
$162.7M
Discretionary AUM
$162.7M
Non-discretionary AUM
$0
Discretionary accounts
4
Non-discretionary accounts
0
Total accounts
4
AUM per client
$40.7M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles4$162.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Selection of other advisers
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026AUM$137,961,982$162,741,607increased by$24,779,625
May 1, 2025
vs Oct 1, 2022
Employees54decreased by1
May 1, 2025
vs Oct 1, 2022
AUM$157,603,264$137,961,982decreased by$19,641,282
Jun 1, 2022AUM$154,690,625$157,603,264increased by$2,912,639
Apr 1, 2022Employees65decreased by1
Apr 1, 2022AUM$144,457,207$154,690,625increased by$10,233,418
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “1207 CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“1207 CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.