← Directory

ICG INVESTMENTS INC

CRD 162589File 801-79072
APPROVED
Custody
Filing as of Jul 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$49.69B
Top 10% of cohort (national)
Discretionary AUM
$49.69B
Clients
115
115 accounts
Employees
94
Top 10% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
NYRO
Registration date
Jan 24, 2014
Principal office
277 PARK AVENUE, 40TH & 41ST FLOOR, NEW YORK, NY, 10172
Phone
212-710-9650

Assets & accounts

ADV Item 5F
Total regulatory AUM
$49.69B
Discretionary AUM
$49.69B
Non-discretionary AUM
$0
Discretionary accounts
115
Non-discretionary accounts
0
Total accounts
115
AUM per client
$432.1M

Clients by type

ADV Item 5D
Client typeClientsAUM
Insurance companiesFewer than 5$6.1M
Pooled investment vehicles113$49.68B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees14394decreased by49
Apr 1, 2026Clients109115increased by6
Apr 1, 2026AUM$37,743,231,034$49,687,036,125increased by$11,943,805,091
Apr 1, 2026Accounts109115increased by6
May 1, 2025
vs Oct 1, 2022
Employees181143decreased by38
May 1, 2025
vs Oct 1, 2022
Clients66109increased by43
May 1, 2025
vs Oct 1, 2022
AUM$18,532,068,492$37,743,231,034increased by$19,211,162,542
May 1, 2025
vs Oct 1, 2022
Accounts66109increased by43
Apr 1, 2022Employees180181increased by1
Apr 1, 2022Clients5466increased by12
Apr 1, 2022AUM$13,842,746,623$18,532,068,492increased by$4,689,321,869
Apr 1, 2022Accounts5466increased by12
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ICG INVESTMENTS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ICG INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.