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RIVERVIEW RESEARCH, LLC
CRD 162318File 801-78821
APPROVED
Retail clients
Custody
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$990.8M
Above cohort median (national)
Discretionary AUM
$898.3M
Non-discretionary $92.5M
Clients
34
165 accounts
Employees
3
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 26, 2013
- Principal office
- 6595 BRECKSVILLE ROAD, SUITE 3, INDEPENDENCE, OH, 44131
- Phone
- (216) 573-0420
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $990.8M
- Discretionary AUM
- $898.3M
- Non-discretionary AUM
- $92.5M
- Discretionary accounts
- 136
- Non-discretionary accounts
- 29
- Total accounts
- 165
- AUM per client
- $29.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $562.8M |
| Charitable organizations | 6 | $16.1M |
| High net worth individuals | 28 | $288.2M |
| Pension and profit sharing plans | Fewer than 5 | $123.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $866,173,835 | $990,832,813 | increased by$124,658,978 |
| Apr 1, 2026 | Accounts | 160 | 165 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 25 | 34 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $786,320,305 | $866,173,835 | increased by$79,853,530 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 143 | 160 | increased by17 |
| Apr 1, 2022 | Clients | 20 | 25 | increased by5 |
| Apr 1, 2022 | AUM | $706,916,222 | $786,320,305 | increased by$79,404,083 |
| Apr 1, 2022 | Accounts | 144 | 143 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIVERVIEW RESEARCH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVERVIEW RESEARCH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.