CHARTER WEALTH MANAGEMENT

Legal name: CHARTER WEALTH MANAGEMENT, INC.

CRD 162299File 801-117854

APPROVED

Retail clients

Filing as of Mar 19, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$195.6M

Below cohort median (national)

Discretionary AUM

$191.8M

Non-discretionary $3.8M

Clients

108

232 accounts

Employees

Below cohort median in NC

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: Jan 3, 2020
Principal office: 8601 SIX FORKS ROAD, SUITE 400, RALEIGH, NC, 27615
Phone: 919-729-2100
Website: HTTP://WWW.CHARTERWM.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $195.6M
Discretionary AUM: $191.8M
Non-discretionary AUM: $3.8M
Discretionary accounts: 231
Non-discretionary accounts: 1
Total accounts: 232
AUM per client: $1.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$13.6M
High net worth individuals	31	$49.3M
Pension and profit sharing plans	12	$114.7M
Individuals (other than high net worth individuals)	65	$18.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.