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JEFFERIES FINANCE LLC
CRD 162264File 801-74480
APPROVED
Custody
Disclosure events
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$24.59B
Top 10% of cohort (national)
Discretionary AUM
$23.12B
Non-discretionary $1.47B
Clients
56
56 accounts
Employees
124
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 2, 2012
- Principal office
- 520 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY, 10022-4356
- Phone
- 212-284-3474
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.59B
- Discretionary AUM
- $23.12B
- Non-discretionary AUM
- $1.47B
- Discretionary accounts
- 51
- Non-discretionary accounts
- 5
- Total accounts
- 56
- AUM per client
- $439.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 56 | $14.79B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 60 | 56 | decreased by4 |
| Mar 1, 2026 | Employees | 122 | 124 | increased by2 |
| Mar 1, 2026 | Clients | 48 | 60 | increased by12 |
| Mar 1, 2026 | AUM | $19,192,831,123 | $24,594,811,631 | increased by$5,401,980,508 |
| Mar 1, 2026 | Accounts | 48 | 56 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 104 | 122 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 33 | 48 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $14,503,012,573 | $19,192,831,123 | increased by$4,689,818,550 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 33 | 48 | increased by15 |
| Mar 1, 2022 | Employees | 82 | 104 | increased by22 |
| Mar 1, 2022 | Clients | 32 | 33 | increased by1 |
| Mar 1, 2022 | AUM | $12,722,195,757 | $14,503,012,573 | increased by$1,780,816,816 |
| Mar 1, 2022 | Accounts | 32 | 33 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JEFFERIES FINANCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JEFFERIES FINANCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.