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OAK CITY INVESTMENT CONSULTING
Legal name: OAK CITY CONSULTING, LLC
CRD 162220File 801-74468
APPROVED
Retail clients
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.43B
Above cohort median (national)
Discretionary AUM
$171.0M
Non-discretionary $1.26B
Clients
46
336 accounts
Employees
6
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 21, 2012
- Principal office
- 9733 FONVILLE RD, WAKE FOREST, NC, 27587
- Phone
- 919-844-6450
- Website
- https://www.oakcityic.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.43B
- Discretionary AUM
- $171.0M
- Non-discretionary AUM
- $1.26B
- Discretionary accounts
- 116
- Non-discretionary accounts
- 220
- Total accounts
- 336
- AUM per client
- $31.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 14 | $1.41B |
| Individuals (other than high net worth individuals) | 32 | $20.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — LICENSE FEE
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $1,263,522,562 | $1,431,568,150 | increased by$168,045,588 |
| Apr 1, 2026 | Accounts | 314 | 336 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 44 | 46 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $775,550,602 | $1,263,522,562 | increased by$487,971,960 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 233 | 314 | increased by81 |
| Apr 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 48 | 44 | decreased by4 |
| Apr 1, 2022 | AUM | $690,895,266 | $775,550,602 | increased by$84,655,336 |
| Apr 1, 2022 | Accounts | 237 | 233 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAK CITY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAK CITY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.