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ROSE PARK ADVISORS, LLC
CRD 162017File 801-100483
APPROVED
Custody
Disclosure events
Filing as of Aug 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$629.9M
Above cohort median (national)
Discretionary AUM
$629.9M
Clients
10
10 accounts
Employees
13
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 14, 2015
- Principal office
- 200 STATE STREET, FL 12, BOSTON, MA, 02109-6175
- Phone
- 617-849-9239
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $629.9M
- Discretionary AUM
- $629.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 10
- Non-discretionary accounts
- 0
- Total accounts
- 10
- AUM per client
- $63.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 10 | $629.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 14 | 13 | decreased by1 |
| May 1, 2026 | AUM | $641,272,903 | $629,855,538 | decreased by$11,417,365 |
| Apr 1, 2026 | Employees | 16 | 14 | decreased by2 |
| Apr 1, 2026 | Clients | 8 | 10 | increased by2 |
| Apr 1, 2026 | AUM | $713,195,028 | $641,272,903 | decreased by$71,922,125 |
| Apr 1, 2026 | Accounts | 8 | 10 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 16 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3 | 8 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,938,461,271 | $713,195,028 | decreased by$1,225,266,243 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3 | 8 | increased by5 |
| Apr 1, 2022 | Employees | 7 | 13 | increased by6 |
| Apr 1, 2022 | Clients | 8 | 3 | decreased by5 |
| Apr 1, 2022 | AUM | $2,123,255,798 | $1,938,461,271 | decreased by$184,794,527 |
| Apr 1, 2022 | Accounts | 8 | 3 | decreased by5 |
| May 1, 2021 | AUM | $2,123,257,097 | $2,123,255,798 | decreased by$1,299 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROSE PARK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROSE PARK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.