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RODGERS BROTHERS, INC.
CRD 16197File 801-61034
APPROVED
Retail clients
Filing as of Jun 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.04B
Above cohort median (national)
Discretionary AUM
$1.04B
Clients
506
1,070 accounts
Employees
19
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 23, 2002
- Principal office
- 223 MERCER STREET, HARMONY, PA, 16037
- Phone
- 724-473-4003
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.04B
- Discretionary AUM
- $1.04B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,070
- Non-discretionary accounts
- 0
- Total accounts
- 1,070
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $8.2M |
| Investment companies | 1 | $39.3M |
| Charitable organizations | 5 | $62.0M |
| High net worth individuals | 228 | $808.8M |
| Pension and profit sharing plans | Fewer than 5 | $9.2M |
| Individuals (other than high net worth individuals) | 267 | $110.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 19 | decreased by1 |
| Apr 1, 2026 | Clients | 508 | 506 | decreased by2 |
| Apr 1, 2026 | AUM | $964,724,126 | $1,037,507,673 | increased by$72,783,547 |
| Apr 1, 2026 | Accounts | 1,075 | 1,070 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 20 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 389 | 508 | increased by119 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $717,280,673 | $964,724,126 | increased by$247,443,453 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 800 | 1,075 | increased by275 |
| Apr 1, 2022 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2022 | Clients | 360 | 389 | increased by29 |
| Apr 1, 2022 | AUM | $591,670,700 | $717,280,673 | increased by$125,609,973 |
| Apr 1, 2022 | Accounts | 360 | 800 | increased by440 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RODGERS BROTHERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RODGERS BROTHERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.