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HEP MANAGEMENT CORPORATION
CRD 161855File 801-78087
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$426.6M
Below cohort median (national)
Discretionary AUM
$426.6M
Clients
3
3 accounts
Employees
9
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 10, 2013
- Principal office
- 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, 10017-2470
- Phone
- 646-217-4515
- Website
- HTTP://HEPFUND.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $426.6M
- Discretionary AUM
- $426.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3
- Non-discretionary accounts
- 0
- Total accounts
- 3
- AUM per client
- $142.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $426.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 4 | 3 | decreased by1 |
| Apr 1, 2026 | AUM | $412,389,922 | $426,584,973 | increased by$14,195,051 |
| Apr 1, 2026 | Accounts | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $459,566,235 | $412,389,922 | decreased by$47,176,313 |
| Apr 1, 2022 | Clients | 3 | 4 | increased by1 |
| Apr 1, 2022 | AUM | $393,698,856 | $459,566,235 | increased by$65,867,379 |
| Apr 1, 2022 | Accounts | 3 | 4 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HEP MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HEP MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.