ROTHSCHILD CAPITAL PARTNERS

Legal name: ROTHSCHILD CAPITAL PARTNERS, LLC

CRD 161688File 801-73843

APPROVED

Retail clients

Custody

Filing as of Apr 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$469.7M

Above cohort median (national)

Discretionary AUM

$469.7M

Clients

93 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 30, 2012
Principal office: 5 EAST 82ND STREET, #3, NEW YORK, NY, 10028
Phone: 212-931-5303
Website: https://www.linkedin.com/company/rothschild-capital-partners/about/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $469.7M
Discretionary AUM: $469.7M
Non-discretionary AUM: $0
Discretionary accounts: 93
Non-discretionary accounts: 0
Total accounts: 93
AUM per client: $6.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$1.0M
High net worth individuals	57	$210.0M
Pooled investment vehicles	3	$255.7M
Individuals (other than high net worth individuals)	7	$3.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
Performance-based fees
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.