TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD 16164File 801-38618

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.11B

Top 25% of cohort (national)

Discretionary AUM

$1.66B

Non-discretionary $443.5M

Clients

42,643

42,735 accounts

Employees

991

Top 25% of cohort in PA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: May 16, 1991
Principal office: TWO LIBERTY PLACE, 50 SOUTH 16TH STREET, SUITE 3700, PHILADELPHIA, PA, 19102
Phone: 770-248-3271
Website: https://www.linkedin.com/company/transamerica-financial-advisors-llc/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.11B
Discretionary AUM: $1.66B
Non-discretionary AUM: $443.5M
Discretionary accounts: 21,918
Non-discretionary accounts: 20,817
Total accounts: 42,735
AUM per client: $49K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	67	$13.2M
Charitable organizations	11	$2.5M
High net worth individuals	1,218	$420.3M
Pension and profit sharing plans	68	$23.9M
Individuals (other than high net worth individuals)	41,279	$1.64B

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C4
Q11C5
Q11E1
Q11E2

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	42735	42643
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.