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TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD 16164File 801-38618
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.11B
Top 25% of cohort (national)
Discretionary AUM
$1.66B
Non-discretionary $443.5M
Clients
42,643
42,735 accounts
Employees
991
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 16, 1991
- Principal office
- TWO LIBERTY PLACE, 50 SOUTH 16TH STREET, SUITE 3700, PHILADELPHIA, PA, 19102
- Phone
- 770-248-3271
- Website
- HTTP://WWW.TFACONNECT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.11B
- Discretionary AUM
- $1.66B
- Non-discretionary AUM
- $443.5M
- Discretionary accounts
- 21,918
- Non-discretionary accounts
- 20,817
- Total accounts
- 42,735
- AUM per client
- $49K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 67 | $13.2M |
| Charitable organizations | 11 | $2.5M |
| High net worth individuals | 1,218 | $420.3M |
| Pension and profit sharing plans | 68 | $23.9M |
| Individuals (other than high net worth individuals) | 41,279 | $1.64B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E1
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 42,735 | 42,643 | decreased by92 |
| Apr 1, 2026 | Employees | 1,054 | 991 | decreased by63 |
| Apr 1, 2026 | Clients | 42,440 | 42,735 | increased by295 |
| Apr 1, 2026 | AUM | $1,730,669,809 | $2,106,655,325 | increased by$375,985,516 |
| Apr 1, 2026 | Accounts | 42,440 | 42,735 | increased by295 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,225 | 1,054 | decreased by171 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 50,030 | 42,440 | decreased by7,590 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,758,666,155 | $1,730,669,809 | decreased by$27,996,346 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 50,030 | 42,440 | decreased by7,590 |
| Apr 1, 2022 | Employees | 1,198 | 1,225 | increased by27 |
| Apr 1, 2022 | Clients | 52,938 | 50,030 | decreased by2,908 |
| Apr 1, 2022 | AUM | $2,070,956,104 | $1,758,666,155 | decreased by$312,289,949 |
| Apr 1, 2022 | Accounts | 52,745 | 50,030 | decreased by2,715 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRANSAMERICA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRANSAMERICA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.