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HARWOOD CAPITAL LLP
CRD 161632File 801-74305
APPROVED
Retail clients
Custody
Filing as of Jul 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$61.4M
Bottom 25% of cohort (national)
Discretionary AUM
$61.4M
Clients
22
28 accounts
Employees
14
Identity & registration
ADV Item 1- Organization form
- Limited Liability Partnership
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Mar 29, 2012
- Principal office
- 6 STRATTON STREET, MAYFAIR, LONDON, W1J 8LD
- Phone
- 44 207 640 3200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $61.4M
- Discretionary AUM
- $61.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 28
- Non-discretionary accounts
- 0
- Total accounts
- 28
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $21.7M |
| High net worth individuals | 12 | $28.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 28 | 22 | decreased by6 |
| Aug 1, 2026 | AUM | $58,384,321 | $61,395,381 | increased by$3,011,060 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 31 | 28 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $50,879,780 | $58,384,321 | increased by$7,504,541 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 31 | 28 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 14 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 131 | 31 | decreased by100 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $342,472,299 | $50,879,780 | decreased by$291,592,519 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 131 | 31 | decreased by100 |
| Jul 1, 2022 | Clients | 132 | 131 | decreased by1 |
| Jul 1, 2022 | AUM | $653,726,708 | $342,472,299 | decreased by$311,254,409 |
| Jul 1, 2022 | Accounts | 132 | 131 | decreased by1 |
| Oct 1, 2021 | Clients | 144 | 132 | decreased by12 |
| Oct 1, 2021 | AUM | $640,776,113 | $653,726,708 | increased by$12,950,595 |
| Oct 1, 2021 | Accounts | 144 | 132 | decreased by12 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARWOOD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARWOOD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.