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ROOSEVELT MANAGEMENT COMPANY LLC
CRD 161605File 801-73754
APPROVED
Custody
Filing as of Jun 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$52.4M
Bottom 25% of cohort (national)
Discretionary AUM
$52.4M
Clients
2
2 accounts
Employees
30
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 30, 2012
- Principal office
- 1540 BROADWAY, SUITE 1500, NEW YORK, NY, 10036
- Phone
- 212-938-4800
- Website
- HTTP://WWW.ROOSEVELTMC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $52.4M
- Discretionary AUM
- $52.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2
- Non-discretionary accounts
- 0
- Total accounts
- 2
- AUM per client
- $26.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $37.5M |
| Non-U.S. persons | 1 | $14.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 48 | 30 | decreased by18 |
| Apr 1, 2026 | Clients | 3 | 2 | decreased by1 |
| Apr 1, 2026 | AUM | $451,650,572 | $52,380,000 | decreased by$399,270,572 |
| Apr 1, 2026 | Accounts | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 69 | 48 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 26 | 3 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,475,217,570 | $451,650,572 | decreased by$2,023,566,998 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 26 | 3 | decreased by23 |
| Apr 1, 2022 | Employees | 60 | 69 | increased by9 |
| Apr 1, 2022 | Clients | 27 | 26 | decreased by1 |
| Apr 1, 2022 | AUM | $2,388,391,933 | $2,475,217,570 | increased by$86,825,637 |
| Apr 1, 2022 | Accounts | 27 | 26 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROOSEVELT MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROOSEVELT MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.