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SEAF

Legal name: SMALL ENTERPRISE ASSISTANCE FUNDS

CRD 161539File 801-74158
APPROVED
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$187.1M
Bottom 25% of cohort (national)
Discretionary AUM
$187.1M
Clients
10
10 accounts
Employees
51
Bottom 25% of cohort in DC

Identity & registration

ADV Item 1
Organization form
Other (specify)
Firm type
Registered
SEC region
PLRO
Registration date
Mar 30, 2012
Principal office
1500 K STREET NW, SUITE 375, WASHINGTON, DC, 20005
Phone
202-450-1630

Assets & accounts

ADV Item 5F
Total regulatory AUM
$187.1M
Discretionary AUM
$187.1M
Non-discretionary AUM
$0
Discretionary accounts
10
Non-discretionary accounts
0
Total accounts
10
AUM per client
$18.7M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles10$187.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11D5

Filed changes

DateFieldFromToChange
Apr 1, 2026Clients1510decreased by5
Apr 1, 2026AUM$200,102,273$187,071,506decreased by$13,030,767
Apr 1, 2026Accounts1210decreased by2
May 1, 2025
vs Oct 1, 2022
Employees10251decreased by51
May 1, 2025
vs Oct 1, 2022
Clients1615decreased by1
May 1, 2025
vs Oct 1, 2022
AUM$117,401,134$200,102,273increased by$82,701,139
May 1, 2025
vs Oct 1, 2022
Accounts1612decreased by4
Apr 1, 2022Employees151102decreased by49
Apr 1, 2022Clients1916decreased by3
Apr 1, 2022AUM$116,244,406$117,401,134increased by$1,156,728
Apr 1, 2022Accounts1916decreased by3
Oct 1, 2021Employees159151decreased by8
Oct 1, 2021Clients2019decreased by1
Oct 1, 2021AUM$258,603,627$116,244,406decreased by$142,359,221
Oct 1, 2021Accounts2019decreased by1

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SEAF” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEAF” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.