← Directory
WALLEYE CAPITAL LLC
CRD 161413File 801-113731
APPROVED
Custody
Disclosure events
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$52.11B
Top 10% of cohort (national)
Discretionary AUM
$52.11B
Clients
10
10 accounts
Employees
380
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 30, 2018
- Principal office
- 401 LAKE STREET EAST, 3RD FLOOR, WAYZATA, MN, 55391
- Phone
- 952-345-5200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $52.11B
- Discretionary AUM
- $52.11B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 10
- Non-discretionary accounts
- 0
- Total accounts
- 10
- AUM per client
- $5.21B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 10 | $52.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PASS-THROUGH EXPENSES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 354 | 380 | increased by26 |
| Apr 1, 2026 | Clients | 9 | 10 | increased by1 |
| Apr 1, 2026 | AUM | $43,429,838,092 | $52,105,036,839 | increased by$8,675,198,747 |
| Apr 1, 2026 | Accounts | 9 | 10 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 12 | 9 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $47,286,464,981 | $43,429,838,092 | decreased by$3,856,626,889 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 12 | 9 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 182 | 354 | increased by172 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9 | 12 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,582,198,039 | $47,286,464,981 | increased by$39,704,266,942 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 12 | increased by7 |
| Apr 1, 2022 | Employees | 108 | 182 | increased by74 |
| Apr 1, 2022 | Clients | 8 | 9 | increased by1 |
| Apr 1, 2022 | AUM | $3,826,142,600 | $7,582,198,039 | increased by$3,756,055,439 |
| Apr 1, 2022 | Accounts | 4 | 5 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WALLEYE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALLEYE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.