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A.W. JONES
Legal name: A.W. JONES ADVISORS, LLC
CRD 161260File 801-73790
APPROVED
Custody
Filing as of May 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$667.0M
Above cohort median (national)
Discretionary AUM
$598.7M
Non-discretionary $68.3M
Clients
7
7 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 30, 2012
- Principal office
- 126 EAST 56TH STREET, 18TH FLOOR, NEW YORK, NY, 10022
- Phone
- 646-517-6400
- Website
- HTTP://WWW.AWJONES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $667.0M
- Discretionary AUM
- $598.7M
- Non-discretionary AUM
- $68.3M
- Discretionary accounts
- 5
- Non-discretionary accounts
- 2
- Total accounts
- 7
- AUM per client
- $95.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1 | $16.7M |
| Pooled investment vehicles | 6 | $650.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.