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SBB RESEARCH GROUP LLC
CRD 161109File 801-79560
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.26B
Top 25% of cohort (national)
Discretionary AUM
$3.23B
Non-discretionary $29.6M
Clients
10
11 accounts
Employees
28
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 23, 2014
- Principal office
- 450 SKOKIE BLVD., BUILDING 600, NORTHBROOK, IL, 60062
- Phone
- 847-656-1111
- Website
- HTTP://WWW.SBBRG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.26B
- Discretionary AUM
- $3.23B
- Non-discretionary AUM
- $29.6M
- Discretionary accounts
- 10
- Non-discretionary accounts
- 1
- Total accounts
- 11
- AUM per client
- $326.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 3 | $58.6M |
| Pooled investment vehicles | 7 | $3.20B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11G
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 27 | 28 | increased by1 |
| Apr 1, 2026 | Clients | 12 | 10 | decreased by2 |
| Apr 1, 2026 | AUM | $2,787,637,967 | $3,260,240,863 | increased by$472,602,896 |
| Apr 1, 2026 | Accounts | 14 | 11 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 27 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 18 | 12 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,838,390,193 | $2,787,637,967 | increased by$949,247,774 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 22 | 14 | decreased by8 |
| Apr 1, 2022 | Employees | 30 | 22 | decreased by8 |
| Apr 1, 2022 | Clients | 17 | 18 | increased by1 |
| Apr 1, 2022 | AUM | $1,357,460,958 | $1,838,390,193 | increased by$480,929,235 |
| Apr 1, 2022 | Accounts | 21 | 22 | increased by1 |
| Dec 1, 2021 | Employees | 27 | 30 | increased by3 |
| Dec 1, 2021 | Clients | 16 | 17 | increased by1 |
| Dec 1, 2021 | AUM | $531,681,642 | $1,357,460,958 | increased by$825,779,316 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SBB RESEARCH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SBB RESEARCH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.