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ENTERPRISE INVESTORS
Legal name: ENTERPRISE INVESTORS CORPORATION
CRD 160833File 801-74447
APPROVED
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.26B
Above cohort median (national)
Discretionary AUM
$1.26B
Clients
9
9 accounts
Employees
36
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 30, 2012
- Principal office
- 445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY, 10022
- Phone
- (1 212) 521 4318
- Website
- HTTP://WWW.EI.COM.PL
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.26B
- Discretionary AUM
- $1.26B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $140.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 9 | $1.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 39 | 36 | decreased by3 |
| Apr 1, 2026 | Clients | 8 | 9 | increased by1 |
| Apr 1, 2026 | AUM | $1,183,954,789 | $1,259,681,720 | increased by$75,726,931 |
| Apr 1, 2026 | Accounts | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $824,461,923 | $1,183,954,789 | increased by$359,492,866 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7 | 8 | increased by1 |
| Apr 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Clients | 6 | 7 | increased by1 |
| Apr 1, 2022 | AUM | $860,365,624 | $824,461,923 | decreased by$35,903,701 |
| Apr 1, 2022 | Accounts | 6 | 7 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ENTERPRISE INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ENTERPRISE INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.