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HARBINGER CAPITAL PARTNERS LLC
CRD 160538File 801-74005
APPROVED
Custody
Disclosure events
Filing as of Mar 25, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$134.2M
Bottom 25% of cohort (national)
Discretionary AUM
$134.2M
Clients
16
14 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 26, 2012
- Principal office
- 1965 BROADWAY, SUITE 28E, NEW YORK, NY, 10023
- Phone
- 212-518-4177
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $134.2M
- Discretionary AUM
- $134.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 14
- Non-discretionary accounts
- 0
- Total accounts
- 14
- AUM per client
- $8.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $134.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11H1A
- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 1 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 27 | 16 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $336,390,003 | $134,196,348 | decreased by$202,193,655 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 27 | 14 | decreased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARBINGER CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARBINGER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.