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CION INVESTMENT MANAGEMENT, LLC
CRD 160386File 801-77235
APPROVED
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.81B
Top 25% of cohort (national)
Discretionary AUM
$1.81B
Clients
1
1 accounts
Employees
27
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 23, 2012
- Principal office
- 100 PARK AVENUE, 25TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-418-4700
- Website
- HTTPS://WWW.CIONBDC.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.81B
- Discretionary AUM
- $1.81B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- $1.81B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 1 | $1.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 28 | 27 | decreased by1 |
| Apr 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | AUM | $1,896,359,464 | $1,812,989,694 | decreased by$83,369,770 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 28 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,782,682,066 | $1,896,359,464 | increased by$113,677,398 |
| Apr 1, 2022 | Employees | 18 | 21 | increased by3 |
| Apr 1, 2022 | AUM | $1,614,795,526 | $1,782,682,066 | increased by$167,886,540 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CION INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CION INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.