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SEQUENT PLANNING, LLC
CRD 160381File 801-113971
APPROVED
Retail clients
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$589.5M
Above cohort median (national)
Discretionary AUM
$528.4M
Non-discretionary $61.0M
Clients
6,015
6,015 accounts
Employees
102
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 10, 2018
- Principal office
- 8807 INDIAN HILLS DRIVE, OMAHA, NE, 68114
- Phone
- 402-953-3544
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $589.5M
- Discretionary AUM
- $528.4M
- Non-discretionary AUM
- $61.0M
- Discretionary accounts
- 5,999
- Non-discretionary accounts
- 16
- Total accounts
- 6,015
- AUM per client
- $98K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 45 | $80.9M |
| Individuals (other than high net worth individuals) | 5,970 | $508.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 91 | 102 | increased by11 |
| Apr 1, 2026 | Clients | 5,102 | 6,015 | increased by913 |
| Apr 1, 2026 | AUM | $394,657,254 | $589,473,003 | increased by$194,815,749 |
| Apr 1, 2026 | Accounts | 5,102 | 6,015 | increased by913 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 70 | 91 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,101 | 5,102 | increased by2,001 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $350,356,731 | $394,657,254 | increased by$44,300,523 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,103 | 5,102 | increased by1,999 |
| Apr 1, 2022 | Employees | 51 | 70 | increased by19 |
| Apr 1, 2022 | Clients | 2,484 | 3,101 | increased by617 |
| Apr 1, 2022 | AUM | $230,032,720 | $350,356,731 | increased by$120,324,011 |
| Apr 1, 2022 | Accounts | 2,312 | 3,103 | increased by791 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SEQUENT PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEQUENT PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.