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NUVEEN ALTERNATIVES ADVISORS LLC
CRD 160255File 801-74475
APPROVED
Custody
Disclosure events
Filing as of Apr 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$142.02B
Top 10% of cohort (national)
Discretionary AUM
$142.02B
Clients
106
57 accounts
Employees
87
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 5, 2012
- Principal office
- 730 THIRD AVENUE, NEW YORK, NY, 10017-3206
- Phone
- 212-490-9000
- Website
- HTTPS://WWW.NUVEEN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $142.02B
- Discretionary AUM
- $142.02B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 57
- Non-discretionary accounts
- 0
- Total accounts
- 57
- AUM per client
- $1.34B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 17 | $126.16B |
| Pooled investment vehicles | 85 | $15.82B |
| Pension and profit sharing plans | 2 | $42.0M |
| State or municipal government entities | 2 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 113 | 106 | decreased by7 |
| May 1, 2026 | Clients | 115 | 113 | decreased by2 |
| May 1, 2026 | AUM | $141,357,975,421 | $142,021,005,985 | increased by$663,030,564 |
| May 1, 2026 | Accounts | 59 | 57 | decreased by2 |
| Apr 1, 2026 | Employees | 61 | 87 | increased by26 |
| Apr 1, 2026 | Clients | 101 | 115 | increased by14 |
| Apr 1, 2026 | AUM | $137,111,621,540 | $141,357,975,421 | increased by$4,246,353,881 |
| Apr 1, 2026 | Accounts | 50 | 59 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 61 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 99 | 101 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $119,894,156,899 | $137,111,621,540 | increased by$17,217,464,641 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 62 | 50 | decreased by12 |
| Apr 1, 2022 | Employees | 70 | 63 | decreased by7 |
| Apr 1, 2022 | Clients | 61 | 99 | increased by38 |
| Apr 1, 2022 | AUM | $118,535,477,480 | $119,894,156,899 | increased by$1,358,679,419 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NUVEEN ALTERNATIVES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NUVEEN ALTERNATIVES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.