TO ONE ASSET MANAGEMENT

Legal name: TO ONE A.M. LLC

CRD 160117File 801-110027

APPROVED

Filing as of Mar 31, 2021

Feed vintage Oct 1, 2026

Regulatory AUM

$1.5M

Bottom 25% of cohort (national)

Discretionary AUM

$1.5M

Clients

12 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: HQ
Registration date: Mar 15, 2017
Principal office: TESLINA 10/II, HR-10000 ZAGREB, EU
Phone: +385 (1) 4875 050
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.5M
Discretionary AUM: $1.5M
Non-discretionary AUM: $0
Discretionary accounts: 12
Non-discretionary accounts: 0
Total accounts: 12
AUM per client: —

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — TRANSACTION-BASED FEES (FOREIGN CLIENTS)
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “TO ONE” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TO ONE” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.